The Notion Club Papers (NCPs) is an unfinished (posthumous) novel by JRR Tolkien. The Notion Club was a fantasy version of The Inklings. My overview of NCPs is at: http://notionclubpapers.blogspot.com/2012/07/a-companion-to-jrr-tolkiens-notion-club.html. I was winner of the Owen Barfield Award for Excellence 2018.
Friday, 17 April 2020
Plans A, B and C for destroying the One Ring: Providence and freedom in Lord of the Rings
In Paul Kocher's Master of Middle Earth (the first first-rate work of literary criticism that Tolkien attracted) there is a superb chapter that discusses the inter-relationship between individual choices and the working of divine providence.
It is indeed a recurrent theme throughout the story. It is clear that the individual protagonists have real decisions to make, and that these decisions are genuinely free and not pre-determined; equally it is clear that there is a divine will at work shaping events in the direction of Good.
Providence seems to have a first-choice Plan; which, if the best choices are made, will give the best overall outcome; but has back-up plans (Plan B, Plan C etc.) that can be tried sequentially to get the same main result - but at the probable cost of worse collateral damage.
(No matter how many plans have failed - God does not give-up on us - his children; he is not limited to Plans A-Z but will patiently continue to shape the situation for our eternal good regardless of how many people have made the wrong choices.)
Thus, the actual destruction of the One Ring was probably Plan C.
Plan A probably involved Gollum repenting at or before the scene on the stairs of Cirith Ungol where he sees Frodo and Sam peacefully asleep (this plan would also entail Sam not calling Gollum a sneak when he woke to see Gollum stroking Frodo tenderly, but interpreted as him trying to steal the ring - so Sam shares this blame).
Then Frodo would maybe Not have been stung by Shelob nor captured by the Orcs. How the ring would then have been destroyed is not made clear in the text (although Tolkien later speculated on this matter in one of his published Letters) - but perhaps Frodo and/or Gollum would have made a voluntary sacrifice.
Plan B included that Frodo should cast The Ring into the cracks of doom, voluntarily (or, at least, Not claim it for his own); but it was Plan C by which the job was accomplished. Plan C was sub-optimal; and entailed the destruction of Frodo's appetite for life, tipping him into a chronic and worsening melancholia. Because Frodo did not succeed in voluntarily casting-away the ring, because he tried to claim it; he was plagued by regret for its destruction.
This is not a matter of blaming Frodo for his failure, since carrying the ring to Mordor and destroying it was a task beyond his power, and Frodo knew this; yet continued anyway. It was, indeed, a task that could only be accomplished with the aid of providence.
Nonetheless. moral choice is real and consequences are real, and Frodo made the wrong choice; and this carries an inevitable consequence - which is inevitably sub-optimal.
Saturday, 27 March 2021
High fantasy as intrinsically Christian
I have been pondering what it is that I most value in my favourite books of the 'fantasy' genre - or indeed in other media such as movies and TV. And I think it is a particular 'enchanted' feel, which could be described as including both animism and providence.
Animism is the conviction that the natural world is alive and conscious - such that living beings (animals, trees) are also conscious; but most specifically those things that are usually considered to be not-alive ('dead') such as mountains, rivers, the sea - are also considered to be alive, aware, purposive to some significant degree.
Thus, when the protagonists of a high fantasy are on a journey, then the landscape through which they move is a 'character' (or series of characters) in the story.
Whereas in a low fantasy (sword and sorcery etc.) the landscape is just an environment: background scenery, or a series of challenges.
Providence in high fantasy refers to the fact (or sense) that there is someone in the background influencing the course of events; more generally that there is a purpose or destiny (direction or teleology) influencing events.
In high fantasy there is a 'macro' level of meaning, above or behind the plot.
By contrast; low fantasy may be set in the context of a 'micro', close-up reality that is not going anywhere in particular - and success and failure tend to be defined in terms of happiness versus misery, attaining personal goals versus being thwarted or killed.
From a Christian perspective, both animism and providence could be seen as referencing divine creation - a reality of meaning, purpose and personal relatedness; or even as a foretaste of the condition of Heaven.
In this sense, high fantasy is an intrinsically Christian genre - since the personal-divine basis of reality is pretty-much specific to Christianity.
Note added: The original English 'definition' of Romanticism comes from Wordsworth and Coleridge Lyrical Ballads (1798); in relation to which it was said that Wordsworth was writing about (implicitly animistic) nature, and Coleridge was dealing with the supernatural (with reference to some kind of providence).
Sunday, 27 September 2026
What motivated Boromir's elaborate and time-consuming funeral ritual?
I have always been troubled by the amount of time and effort expended by Aragorn, Legolas, and Gimli in performing an elaborate funeral ritual for Boromir; when they knew that Merry and Pippin had been kidnapped by orcs and were getting further and further away.
To my (modern) sensibility; the three compansions ought immediately to have pursued the orcs; rather than spending (apparently) several hours in devising and conducting a farewell for Boromir. After all (I tend to reason) Boromir is dead, but M&P are still alive - and the benefit of the still-living is far more important than respect for the dead...
Such, at any rate, is the modern way of thinking.
The justifications given in the text seem inadequate for the elaborate and slow nature of what was done.
‘First we must tend the fallen,’ said Legolas. ‘We cannot leave [Boromir] lying like carrion among these foul Orcs.’ ‘But we must be swift,’ said Gimli. ‘He would not wish us to linger. We must follow the Orcs, if there is hope that any of our Company are living prisoners.’ (...) said Aragorn. ‘We will send him to the Falls of Rauros and give him to Anduin. The River of Gondor will take care at least that no evil creature dishonours his bones.’
Such reasons would justify a short and dignified farewell, but why spend so much time on the task?
(e.g. Constructing a stretcher and then carrying Boromir to the river, collecting trophies of the slain orcs, collecting boats - this seemed to take the longest, cleaning and arranging Boromir with care, and singing a dirge as he floats slowly over the waterfall?)
The first reason for the rites is respect for Boromir as a companion, and respect for his status as heir of the Steward of Gondor.
In addition; there is a spontaneous sense of disgust at the idea of "just leaving" Boromir to lie among dead orcs. Also disgust at the idea Boromir's body may be devoured or mutiliated by "evil" animals (presumably those in service to Sauron or Saruman - such as crows or wolves), or mocked and mutilated by other orcs.
For such reasons it would seem that Boromir's body needs to be taken elsewhere than the field of the battle, and also (if possible) needs to to be made safe from dishonouring.
However; simply putting Boromir's body into the river, accompanied by some suitable words, would accomplish these negative objectives reasonably quickly - without need for the delay in constructing an elaborate funeral rite.
So why was the complex and slow boat ritual performed?
A further relevant reason is perhaps authorial, the needs of the book; in that the multi-step process of the funeral has a literary value.
While performing the various tasks, the companions incrementally piece-together the evidence for what has happened to Merry and Pippin, and also Frodo and Sam. This enables Aragorn to make a decision over what to do (and not to do) next; and the reader is thereby usefully informed.
But within universe, there still seems to be something missing from the given explanations; because all of the above are concerned with "what seems right" to the still-living. In the first place these still-living are Aragorn, Legolas and Gimli; and later, as it turns-out, Faramir is made aware that Boromir was honoured after his death.
In other words; to some extent the elaborate funeral makes the still-living feel better about Boromir's death - and this is a reason with which modern people can identify.
But my sense is that more is going on with Boromir's funeral than the still-living people palliating their grief and expressing their respect; and this is something of more lasting significance.
And this "something" is a reason invisible to modern secular people; but approriate to the ancient and heroic society portrayed in Lord of the Rings.
Hence; I think that the funeral rites are also being done for the benefit of Boromir's departed soul.
Such is a very common, although not univeral, intended fuction of funeral rites throughout history and still today.
I mean beliefs that correct acts on the part of the living, done with the right attitude; will provide significant post-mortal help and benefits for the spirit of the person who has died.
I don't know of any textual evidence to support this interpretation, and I am not even sure that Tolkien would have been consciously aware of itending any such meaning in Lord of the Rings.
However; I am confident that Tolkien himself believed that the still living could help the dead in their post-mortal existence, for example by the right kinds of ritual. And especially the recently deceased can be thus assisted.
Because such help can be provided; there is therefore a duty on those who cared for the deceased to provide such assistance in a timely fashion - if this is at all possible.
In sum; I suspect that Boromir's funeral was something that Aragorn knew would be of value to Boromir himself, of positive benefit to Boromir's continuing post-mortal life as a spirit.
This was why Aragorn regarded the delay caused by the ritual as justified - despite Gimli's valid point that "we must be swift".
In more general terms; the moral view that permeates The Lord of the Rings includes a vital role for divine providence.
The way that providence usually works in LotR is that individuals are required to do what ought to be done in the existing situation; to focus on what is surely-right here and now.
Rather than (as with modern utilitarian morality) trying to calulate probabilities and consequences of this action compared with that.
There are many examples in Lord of the Rings; but in the case of Boromir's funeral; the delay meant that the three companions did not catch-up with the orcs to rescue the young hobbits; but instead the outcome was Merry and Pippin arriving at Fangorn Forest; and there meeting Treebeard and triggering the Ents into war against Saruman - without which the Quest would likely have failed.
This long-term benefit could not possibly have been foreknown by Aragorn, and anyway it might not have happened. Yet by doing what was right with respect to Boromir; Aragorn was also serving divine providence in the best possible way.
Friday, 23 April 2021
Spoiler-free review of The Horse and his Boy, from The Narnia Chronicles; by C.S. Lewis
The Horse and his Boy - which is the fifth book in the Narnia Chronicles by publication - and chronologically a 'plot loop' insert within The Lion, the Witch and the Wardrobe, happening while the children are grown-up Kings and Queens of Narnia - is probably the most sheerly-enjoyable, fluid, coherent and well-structured of all the series.
And this, despite that it could easily be omitted without significantly affecting the understanding of the other six volumes. THAHB is essentially just a great story, on several levels; wonderfully told.
And yet it was the last Narnia book I read; because I was put-off by the Middle Eastern setting. The illustrations by Pauline Baynes are (as usual) very good; but I did not much like the 'exotic' subject matter...
Therefore, my enjoyment has been greatest when hearing the book, rather than actually reading it.
My introduction was via the superb 1990s Brian Sibley dramatizations for BBC Radio. After listening to this a few times, I moved onto the Audiobook version - which was perfectly performed by Alex Jennings.
(In Michael Ward's Planet Narnia scheme - this book is ruled by Mercury; and this is reflected in various subliminal ways by plot, character and symbolism.)
All the Narnia volumes have some particular Christian moral aspects - and in this the striking one is that Aslan make some direct interventions into the lives of characters; which he then explains to them. I take it that Lewis is telling us that we can each understand the specific workings of divine providence in the details of our lives - assuming was are sufficiently aligned with Christ/ Aslan (presumably through prayer) and ask the right questions.
But equally importantly, when the characters ask about how divine providence has operated in the lives of other people; they are informed by Aslan that "No one is told any story but their own."
So, on the one hand - we can understand why bad things happen to us; but on the other hand, we cannot know why bad things happen to other people.
This is a lesson that modern people (including non-Christians) would do well to reflect upon; since moderns (influenced by the arts and media) are always trying to discover 'why' some large and general Bad Thing happened to other people.
To make things worse - these events are often remote in space and time, and known only secondhand by unreliable accounts. Such are the status of ill-formed questions such as 'But why did a supposedly-loving God allow'... some particular war, genocide or plague - or disasters generally? Then, when a brief and wholly-satisfactory answer is not immediately forthcoming; this exchange is taken to have refuted Christianity...
At the level of atmosphere, this book is congenial to me in that it begins in the parched deserts, and the characters yearn for the green and pleasant 'North' of Archenland and Narnia.
When the two main characters - who have never known anything but a Middle Eastern climate and vegetation - approach and experience the recognizably European- then British-type landscapes from the burning South; I experience a renewed appreciation for the effects of rainy places!
This is an excellent example of the capacity for 'refreshment' found in good Fantasy literature; which Tolkien describes in his essay On Fairy Stories.
Sunday, 23 January 2011
Free-will, purpose, prophecy and providence in Tolkien
From The Quest of Erebor in Unfinished Tales by JRR Tolkien (edited by Christopher Tolkien, published 1980)
*
"Listen to me, Thorin Oakenshield! [said Gandalf]. "If this hobbit goes with you, you will succeed. If not, you will fail. A foresight is on me, and I am warning you."
(...)
Looking hard at Gandalf, [Gimli] went on:
"But who wove the web? I do not think I have ever considered that before. Did you plan all this then, Gandalf? (...)
Gandalf did not answer at one.
He stood up and looked out of the window, west, seawards; and the sun was then setting, and a glow was in his face.
He stood so a long while silent.
But at last he turned to Gimli and said:
"I do not know the answer. For I have changed since those days, and I am no longer trammelled by the burden of Middle Earth as I was then.
"In those days I should have answered you with words like I used to Frodo, only last year in the spring.
"Only last year! But such measures are meaningless.
"In that far distant time I said to a small and frightened Hobbit: Bilbo was meant to find the Ring, and not by its maker, and you therefore were meant to bear it.
"And I might have added: and I was meant to guide you both to those points.
"To do that I used in my waking mind only such means as were allowed to me, doing what lay to my hand according to such reasons as I had." (...)
[Then Frodo said]: "I understand you a little better now, Gandalf, than I did before. Though I suppose that, whether meant or not, Bilbo might have refused to leave home, and so might I.
"You could not compel us. You were not even allowed to try." (...)
Gandalf said:
"It might all have gone very differently indeed.
The main attack was diverted southwards, it is true; and yet even so with his farstretched right hand Sauron could have done terrible harm in the North, while he defended Gondor, if King Brand and King Dáin had not stood in his path.
When you think of the great Battle of Pelennor, do not forget the Battle of Dale. Think of what might have been. Dragon-fire and savage swords in Eriador! There might be no Queen in Gondor. We might now only hope to return from the victory here to ruin and ash.
"But that has been averted – because I met Thorin Oakenshield one evening on the edge of spring not far from Bree.
"A chance-meeting, as we say in Middle-earth."
***
The Lord of the Rings is permeated by a deep understanding of the Christian concept of how free-will is compatible with with purpose, prophecy and providence.
When such matters seem seem paradoxical, or merely muddled, this is well worth pondering.
*
Saturday, 4 August 2018
Faramir, Boromir and Providence in Lord of the Rings?
On the eve of the sudden assault a dream came to my brother [i.e. Faramir] in a troubled sleep; and afterwards a like dream came oft to him again, and once to me.
In that dream I thought the Eastern sky grew dark and there was a growing thunder, but in the West a pale light lingered, and out of it I heard a voice, remote but clear, crying:
Seek for the sword that was broken:
In Imladris it dwells;
There shall be counsels taken
Stronger than Morgul-spells.
There shall be shown a token
That Doom is near at hand
For Isildur's Bane shall awaken
And the Halfling forth shall stand.
This is a very interesting passage, for several reasons. Most obviously, the content of the prophecy is remarkable. On the one hand it is expressed in a riddling form, that none of the recipients could fully understand. Only Denethor knew what Imladris was (i.e. Rivendell), and he did not know exactly where to find it. - just that it was in a 'far Northern dale'.
(I am unsure whether Denethor realised that Isildur's bane was the One Ring, or even suspected it; but I doubt it - or else Denethor would surely have 'briefed' Boromir on the matter and instructed him what to do with the Ring.)
But the prophecy was certainly helpful; and some aspects of the prediction are remarkably exact - especially that in Imladris a token would be shown - i.e. the One Ring; and that the Halfling would stand forth - which was fulfilled when Frodo volunteered to be the Ring Bearer. The dream came to Faramir on 19th June and the Council of Elrond was 25 October - and a lot happened between the two events; specifically Frodo was in great peril and in danger of death several times.
To an alert observer (Elrond, Gandalf, Aragorn) the prophecy would confirm that there was a destiny ruling their choices and actions; and there was a 'right answer' they ought to seek and do.
Who, exactly, was it that sent this prophetic dream - clearly it was divine, and also benign: on the side of Good. I think it most likely that this dream came from Eru, The One, God - rather than one of the Valar (angelic rulers or gods); because I don't think the Valar have that kind of detailed foresight, nor (at least in the Third Age) do they seem to intervene directly in this proactive and strategic way.
Did this mean that Frodo was never really in danger, and also his dangers were pretend, and his decisions could not have been otherwise? No. I think we must assume that a Halfling would have offered himself as Ring Bearer, but it need not have been Frodo - but if it had not been Frodo, then things would probably have turned-out worse, overall. Furthermore, the Council needed to choose the correct Ring Bearer - the Halfling would have stood forth, but the Council might have chosen somebody else.
Also Frodo's wrong choices, and failures to resist The Ring's temptation, led to the permanent psychological damage he suffered from the stabbed with the Morgul knife on Weathertop.
An example of things turning out worse is probably that it was intended to be Faramir who undertook the journey to Imladris; since the dream came to him first and many times, but to Boromir only once - and perhaps merely as a confirmation of its objective validity.
It was the bad decision of Denethor (based on his bias and also the beginnings of his corruption, despair and exhaustion) that over-ruled the proper choice of Faramir and enabled Boromir instead to join the Fellowship of the Ring; and it was of course the corrupted Boromir who prevented Plan A being pursued by attacking Frodo and attempting to take The Ring. We can infer that if Faramir had been present, 'things' would have turned-out better.
Overall, it seems that God provided the kind of prophecy which left a great deal of hard work to the forces of Good, in terms of both interpretation and action; and all the important decisions still needed to be made by Men (also hobbits, dwarves, and elves) unaided... Or, unaided except by their intuitive sense of what was right; which all the best characters have (even when they sometimes fail to follow it for various reasons).
This fits with a picture of the world in which God has made the world such that Men's agency is primary; is indeed absolutely sacred - but made a world in which God is always present, and will sometimes intervene directly (as divine Providence) in order to create situations where it is possible for Men to make the right choices, leading to the best possible outcomes (the best possible - given the cumulative effects of evil in the past).
Saturday, 26 February 2011
Legolas, Gimli and the key passage of Lord of the Rings
Saturday, 24 December 2011
Living in myth
In their early years, the Numenoreans lived in myth - they were fallen men, and they did not live in paradise exactly - although it was close; but they lived in myth in that they had a personal relationship with the world and (most of the time) they lived in meaning.
They had a broad angle, inclusive, deep perspective on life - later they focused-in so as to achieve power over the world, developed blinkers, ignored much of their perceptual field.
Life then felt unreal, their world was dead and subject to their will, they felt alienated, sought satisfaction in mastery, conquest, and pleasure...
*
I sense something similar for Byzantium at its best - that people lived inside the Christian myth.
Their lives were experienced within the Christian myth (and not merely interpreted in terms of the Christian myth).
Again, this is not perfection nor paradise; because men are fallen, and life is suffering (substantially) - but this wretchedness was experienced (I believe) as within the Christian mythic frame.
*
This can be seen most clearly in the lives of the Orthodox Saints. It is not that they lived lives of perfect worldly happiness, but that everything which happens to them is felt as being within providence; the worldly is perceived within the Heavenly frame.
*
For this to happen, the myth must be true.
And what must be true is that the world is alive, intelligent, relevant to and concerned with 'me' and has a direction.
When the Numenoreans ceased to believe in the true myth of their origins and condition, they became 'modern', they fell again and were destroyed.
When moderns lost their belief in the wholeness of undivided Christianity then in all forms of Christianity and paganism too (a gradual and still incomplete process) - they lost their ability to live within myth: at most they could pretend to live in myth or according to myth (intellectually-appreciated) - they did not experience life as myth.
Pretending doesn't work.
*
And in terms of living within myth (not with reference to salvation) partial, legalistic, dry, procedural, anti-animistic and anti-pagan forms of Christianity do not work.
Yet it is possible to live within the Christian myth, if that is aimed for, and at least for some of the time, and to aspire and work towards the ideal of continuous dwelling in myth - but the myth must be known as true; and it must be the old Christianity of Saints and Angels, Miracles and Spiritual Warfare - if not precisely Eastern Orthodox in terms of denomination, then certainly in that spirit.
Such a life will not be paradise while on earth; but it may be real.
*
Monday, 12 August 2024
Frodo in the tower of Cirith Ungol - The ultimate hopeless situation?
When the Lord of the Rings begins, we see almost everything from Frodo's perspective, through Frodo's eyes. But after as Frodo and Sam leave the Fellowship, and their separate journey with the One Ring proceeds, the point of view shifts from Frodo to Sam.
One consequence is that the situation of Frodo's paralysis by Shelob, the ring being taken from the apparently-dead Frodo by Sam while he is only unconscious; and then Frodo's capture, imprisonment and torment in Cirith Ungol - are all seen from the perspective of Sam; who is trying to find and rescue Frodo.
We therefore hear about Frodo's response to the (apparent) utter hopelessness of his situation; only after he has already been rescued by Sam. And Frodo's desolation at the loss of The Ring is described only for a few moments before Sam returns it to him.
‘They’ve taken everything, Sam,’ said Frodo. ‘Everything I had. Do you understand? Everything!’ He cowered on the floor again with bowed head, as his own words brought home to him the fullness of the disaster, and despair overwhelmed him. ‘The quest has failed, Sam. Even if we get out of here, we can’t escape. Only Elves can escape. Away, away out of Middle-earth, far away over the Sea. If even that is wide enough to keep the Shadow out.’
Frodo's despair at losing The Ring is depicted while the reader is aware that The Ring is not incipiently in Sauron's hands, but is in Sam's possession, in the room and right in front of Frodo.
So, for us, Frodo's cry of desolation is tinged with irony, and we realize that this misery will be brief. We don't, therefore, appreciate the full impact of Frodo's earlier situation - as it was experienced by Frodo at the time.
But if we imagine how matters seemed to Frodo, just a few minutes before this scene; it is apparent that here again is one of those situations in Lord of the Rings where there is apparently no hope at all...
After all; Frodo is in Mordor - far from any possibility of help; in a fortress full of hundreds of orcs who all hate him; and are arguing whether to torture him immediately; or obey orders and send Frodo to the impregnable Dark Tower where he will encounter Sauron himself.
Meanwhile, Frodo is sick from Shelob's venom, stripped and whipped and taunted incessantly; and worst of all he has the "knowledge" of having failed his friends and the world and lost the "precious" One Ring that has a terrible and addictive grip upon him.
It is hard to imagine a more validly despair-inducing situation; a situation more genuinely hope-less. And yet that estimate of "no hope" turns-out to be wrong, a factually incorrect assumption.
Of course; the situation is fictional. But it is nonetheless true. By this point in the story, we are reading Lord of the Rings exactly because of its truth, because its characters and situations are real. So, the mistaken nature of Frodo's despair is a genuine life-lesson for us; if we care to learn from it.
The lesson that we ought never to despair: and never means never, no matter what.
At the practical level, we should never give up hope because we never know all the relevant facts - and some of what we don't know may make all the difference.
At the deepest level, we should never give up hope because we inhabit the divine creation of a good and loving God - and therefore we always can and will be helped ultimately...
We will be helped, that is, as long as we have not given-up hope...
Because despair is a rejection of the reality of divine creative goodness; and despair is what cuts us off from divine providence.
By despairing; we choose to believe that God cannot help us (or does not want to help us) and thereby we place our-selves beyond reach of God's help...
As we see elsewhere, with the self-chosen fate of Denethor - we actively embraces despair, and from doing so embraces evil, and does the work of Sauron.
Significantly; it was Denethor's vision of Frodo's captivity in the Palantir - true, yet incomplete as it was - that was what finally broke his spirit, and destroyed his last hope.
Thursday, 4 April 2019
Why is Paul Kocher's Master of Middle Earth (from 1972) 'still' one of the best books about Tolkien's work?
This is an interesting fact; because it demonstrates something of the nature of genuinely great literary criticism. It clearly shows that the limiting factor on the quality of literary criticism is the person writing it - his ability and motivations. This turns out to be more important than the person's access to 'material'; and it explains why the 'age of the internet' and a massive increase in the accessibility of information has done Nothing Whatsoever to expand the quantity of high-quality literary scholarship.
From the evidence of this book (I have not yet read any of his other writings) Kocher was clearly an exceptional man - intelligent, thoughtful, and deep. Furthermore, he writes from a shared Christian perspective, he shares Tolkien's assumptions more fully - I think - than any other of the major Tolkien scholars and critics.
Master of Middle Earth has a density of insights that is outstanding, yet unobtrusive, elegant. He seems never to be merely summarising, there is nothing perfunctory - nothing for the sake of appearances. Everything said seems to have a reason and importance. Thus a slim paperback of 200 pages manages to cover a great deal of ground.
And like all the best critical writing, it is worth reading for its own sake. The chapter on Cosmic Order is one of the best discussions of providence and free will that I have seen anywhere; and indirectly a clarification of the deep and fatal flaw of our modern materialist society that rejects creation and tries (but fails) to live coherently in an accidental and purposeless universe. The chapter on Aragorn has all kinds of wisdom about the nature of goodness, heroism and authority - as well as being a wonderful account of the character and his development.
This book was written immediately after Kocher retired from a distinguished academic career, mostly at Stanford; and seems to have been written for pure love, and from a very personal engagement.
Freed from working responsibilities; he is unselfconscious about ignoring literary convention and consensus. So that Kocher greatly admires Tolkien the poet; and attends closely to his three longer, free-standing works - Imran, the Homecoming of Boerhtnoth..., and the Lay of Aotrou and Itroun (still hardly known). And on the other hand, he doesn't much like The Hobbit; and is mostly critical of its faults - deploring the way that it gets linked with the Lord of the Rings.
The permanent value of Kocher's book reminded me why the very best of old scholarship, biography and criticism - Samuel Johnson or ST Coleridge on Shakespeare, for instance - is never superseded by the most recent and comprehensive work.
The older writers are, nearly always, wiser, more intelligent, and better motivated - and write for the amateur enthusiast with general interests. Whereas the moderns are nearly-all lesser individuals; writing for professional advancement; seeking to impress appointment and promotions committees; and wanting approval from the peer review cartels that award prizes and honours.
Saturday, 13 October 2012
My Amazon review of The Battle for Middle Earth by Fleming Rutledge
From 7 November 2009 - Awarded three out of a possible five Stars
The Battle for Middle Earth by Fleming Rutledge. William B Eerdmans, 2004
This is a frustrating book because it is well worth reading - and perhaps could have been a classic of Tolkien criticism; but for the fact that that the author's self-indulgence introduced so many jarring and embarrassing anomalous elements.
The basic theme is very strong, and the line of argument about how divine providence or fate permeates Tolkien's world (and his world view) is extremely well argued.
But the author gives the impression of being one of those people who likes the sound of her own voice and airing her passing opinions. So the book is too long, and the superb insights concerning the underlying religious theme of Lord of the Rings are swamped by mere chit chat, or are padded out with other very dubious, trivial or idiosyncratic Christian parallels to the Tolkien.
The very striking and brilliant points, of which there are many, need to be mined out from the dross.
Worst of all, the book was written in the early 2000s during the throes of Bush-Derangement Syndrome (BDR) - in which `reality' for a female US Episcopalian 'priest' comes filtered through the distorting lens of the New York Times and National Public Radio - which are treated here as having quasi-Biblical authority.
From her repeated use of example, she really seems to believe that the USA under George W Bush, the response to 9/11 and the behaviour of the US/UK allies in the Iraq war, is a reasonable routine comparison with Sauron and Saruman, and with the temptations and moral failings of the heroes.
By contrast, Liberals, Democrats and their like are exempted from any except positive mention. The political partisanship is truly stunning, and indeed strikes me as pathological.
The author is utterly in thrall to Political Correctness, which means that all (so far as I could tell) of the (ridiculously over-pressed) examples she uses to draw parallels between the evils of the Lord of the Rings and the evils of everyday life are examples of the evils of US Republicans and Conservatives; and all of the virtues of modern life are of people and incidents which are approved by the Politically Correct.
She is also either a Pacifist, or very close to being one; and to read LotR from a pacifist perspective is to misunderstand it. Tolkien, like most people, was anti-war - but he was not a pacifist; and indeed understood that pacifism led to war and often to defeat - as with the appeasement of Hitler.
The distortion is bad, because JRR Tolkien was himself at the opposite pole from Political Correctness in his personality and in his work: he was so Conservative that his views were even extreme for the early 20th century and before the victory of Progressivism.
Tolkien was indeed so Reactionary that his views are simply off the chart in today's political climate. And he was of course a genius of intellect, insight and creativity. So these views should not be ignored and cannot lightly be dismissed without serious distortion: when the reader finds that he disagrees with Tolkien, there is a distinct possibility that it is Tolkien who was correct and the reader who is wrong, and that Tolkien simply sees deeper.
So Rutledge's, book is worth reading for the serious Tolkien scholar - but must be skim-read and unfortunately cannot be fully enjoyed. However, if a second edition is ever on the cards, this deeply-flawed book could be made into a superb one; simply by the liberal use of a blue pencil to shorten it by half, remove all contemporary references, and rein-in the garrulousness.
*
Note - In this version I have added scare quotes around the word Priest, for reasons of conscience. I did not realize three years ago that the flaws of this book are intrinsic to its having been written by a US Episcopalian Priestess. Although I gave it three stars, I have never (yet) gone back to re-read - which is very unusual for me in relation to Tolkien - so I would probably have to downgrade its rating to two stars, on reflection.
*
Tuesday, 14 January 2020
Frodo (not Sam) [nor Gollum] is the hero of Lord of the Rings
Naive first-time readers of The Lord of the Rings regard Frodo as the hero.
Sophisticates, who have read the book a few times, or read the secondary literature; regard Sam as the hero - noticing that the point-of-view switches to Sam not long after the Fellowship is broken, Sam has the last words in the book; and that Sam is indeed heroic in multiple ways - especially in fighting Shelob and rescuing Frodo while alone.
(Some weird people - who are profoundly out of sympathy with Tolkien, and haven't read LotR carefully - regard Gollum as the hero, because... well, you know the kind of stuff.)
However, Ultra-sophisticates such as myself (!) realise that Frodo was the hero all along!
Why? Well, because the book is primarily about the destruction of The One Ring, and Frodo is the only character whose primary priority is the destruction of The Ring. This is not vitiated by the observation that Frodo was unable purposively to complete his task - the fact is that he gave the job his everything.
Most important job, gave it everything: Frodo is the hero.
By contrast, Sam's priority is Frodo - and when he temporarily tries to put The Ring first, and leaves Frodo for dead - he deeply regrets having done so, and berates himself for having failed to stick by his proper task.
(Gollum is the person who actually destroys the ring, but does so by accident - assisted by providence; so he isn't the hero.)
Wednesday, 22 July 2026
The puzzle of Gandalf the White in Fangorn Forest - a lesson in narrative
It was only on my most recent, present, read through of The Lord of the Rings (and after more than 50 years of re-reading!) that I suddenly noticed the puzzling situation of Gandalf the White being in Fangorn Forest and in the vicinity of Treebeard's observatory hill; to be seen by Treebeard two days before Merry and Pippin met Treebeard; and still present two days later to encounter Aragorn, Legolas and Gimli.
For the first time I wondered: What on earth was the recently re-born Gandalf doing, hanging around that part of Fangorn for at least four days?
On doing a bit of research in the Tale of Years chronology, it was soon evident that the motivation for Gandalf having gone to Fangorn Forest, and having stayed there for several days, is never provided.
It is a puzzle.
And, on the face of it, there is no "logical" reason why Gandalf - whose memory of being Gandalf the Grey was not yet fully recovered; should have gone to Fangorn specifically, of all possible places - and for staying near the observing hill even after Gandalf had seen Merry and Pippin meet and befriend Treebeard and be carried-off by him.
Yes, things worked-out very well; but what could Gandalf have been expecting would happen?
My best guess, given the apparently arbitrary nature of Gandalf's behaviour yet its excellent outcomes, is that Gandalf was in the grip of divine providence, and went to Fangorn without foreknowledge but because that was where his intuition (his attunement with divine purposes) told him he ought to be.
But further; the fact I had never noticed this gap in the narrative through many re-readings is significant; and the highly effective nature of the scene when Gandalf meets with the three orc-hunters; shows that Tolkien was (for whatever reason) correct to leave-out an explanation of Gandalf's presence.
Explanation was not necessary, and therefore it was not provided
Monday, 16 December 2024
Only Frodo and Sam, of all the Fellowship, could sufficiently resist the corrupting/ confusing power of The One Ring
On my latest slow read-through of Lord of the Rings; I noticed for the first time, a very clear and striking depiction of the way that the One Ring had corrupted almost the entire Fellowship by the time they reach the Falls of Rauros and must decide whether to turn west towards Minas Tirith, or east towards Mordor.
This is apparent from the fact that - except for Sam, every single one of the Fellowship who express an opinion - Aragorn, Merry, Pippin, Legolas, Gimli - as well as (obviously!) Boromir - say they would choose to turn west and go to Minas Tirith.
"[Frodo] is debating which course is the most desperate, I think,’ said Aragorn*. ‘And well he may. It is now more hopeless than ever for the Company to go east, since we have been tracked by Gollum, and must fear that the secret of our journey is already betrayed."
[Legolas said:] "I should vote for Minas Tirith."
"And so should I,’ said Gimli. "... I would choose Minas Tirith
[Merry:] "It would be mad and cruel to let Frodo go to Mordor. Why can’t we stop him?"
"We must stop him," said Pippin. "He knows we shan’t agree to his going east".
Sam is the only one in this debate who sees matters clearly and aright: "What’s the good of Minas Tirith anyway?"
Going west to Minas Tirith is the wrong decision, and contradicts the plan by which the Fellowship set out.
Yet it is evident that all of the Fellowship except Frodo and Sam have been at-least indirectly (and, in the case of Boromir, directly) corrupted by The Ring, into wanting to change the plans to go to Minas Tirith.
Again excepting Boromir; all members of the Fellowship pledge to follow Frodo east to Mordor, if that is Frodo's choice. But my point is that all the company (except Sam) state that they would choose instead to go west. They believe west is the correct choice.
They say this despite that going to Minas Tirith would be a change of plan that does nothing towards achieving the the objective of the Quest ("What's the good of Minas Tirith anyway?"), and instead adds further delay to an already critically delayed quest.
Furthermore; there is a high probability of disaster from bringing The Ring into a fortress full of Men who are by-far that race most susceptible to temptation and corruption from the Rings of Power (examples include Isildur, Boromir, and Denethor - and the Ringwraiths).
Getting the One Ring out from Minas Tirith might well have proved impossible - if once it had been carried into that citadel.
I think we can infer that this loss of mission-clarity at such a critical point of the quest is likely to be effect of the proximity to the ring, as Frodo guesses ("This at least is plain: the evil of the Ring is already at work even in the Company, and the Ring must leave them before it does more harm.").
The only members of the Fellowship who resist the evil of The Ring, and remain clear-headed about what needs to be done, are Frodo and Sam - who are, of course, those who actually embark-upon and succeed-in the quest.
It is evident that divine providence did well in choosing these two as the only members of the Fellowship who set forth east! Only their un-muddled and single-minded commitment to the job in hand was sufficient for its completion (and, even then, only with the ambivalent/ inadvertent "help" of Smeagol/ Gollum).
The presence of anyone else than Frodo and Sam on the eastward journey to Mordor; might fatally have clouded the mission.
*Aragorn is probably not "corrupted" by The Ring; but feels strongly the pull of a personal destiny that draws him towards Minas Tirith. Thus he is sufficiently confused - perhaps by the action of The Ring - so as to have lost sight of the absolute primacy of the Ring Quest. He is not sufficiently clear that Frodo must turn east as soon as possible - and that this is The Priority towards which everything else needs to be subordinated, without prevarication or delay.
Saturday, 26 July 2025
Initiation by participation in imaginative fiction
Sunday, 9 January 2022
True Romanticism in the Notion Club Papers
There is a truly Romantic spirit which I value supremely when I find it; which is seldom, including very rare instances in myself.
We are, apparently, trapped by deep habits, fears and a kind of sheer incompetence; and therefore find it extremely (sometimes impossibly) difficult to be what we most desire to be; to express what we most desire to express.
The true Romanticism can be found only seldom - for example in some of William Blake's aphorisms and short lyrics, but not in his long poems or most of the rest of his oeuvre.
By the strictest standards; I cannot find Romanticism realized anywhere in Coleridge, although Coleridge knew it, understood it, and sought it; and much the same applies to Rudolf Steiner, Owen Barfield and CS Lewis. All wrote about it, with great insight and value; but did not themselves embody it in their writings.
But writing about Romanticism - including that 'writing about' which is the use of allegory (as with Blake's prophetic works, or some of Barfield's and CSL's stories) - is not the thing itself.
What is meant is being referred-to, but the actuality is not embodied in the writing.
What I am saying is that nearly all writers, in their writing, keep a distance from actual Romanticism: the distance of scholarship, allegory, facetiousness or irony.
Yet True Romanticism can be found in writings; sometimes in obscure authors like William Arkle; but supremely in JRR Tolkien and The Lord of the Rings - which is, I think, why this work holds its unique and elevated position.
Tolkien, here and there - but more often than anybody I know - gives expression to the fullest and truest Romanticism; and in a way that is highly accessible, and easier to appreciate than any other.
This was only possible because Tolkien was himself a Romantic, but then again so were CS Lewis, Owen Barfield and Charles Williams - yet none of these managed to get past the barriers to its expression in the way that Tolkien did.
What I mean by Romanticism, and how it is nearly always blocked, can be seen in The Notion Club Papers (NCPs). In broad terms, this incomplete and posthumously published novel represents an Inklings-based group that is able to break through the crust of convention and constraint to achieve a fully expressed Romanticism.
The NCPs begins with superficial and facetious interaction between its members; a jokey and cynical conversational style of a kind familiar to any English person of the professional classes. This is one type of defensiveness, and it absolutely blocks Romanticism.
Another defensiveness is of conventional values - such as 'scholarship' or 'science' when these are regarded in a consensus fashion. Such conversation serves to suppress individual discernment and creation by a kind of implicit threat related to pointing out its transgression from the group norms; norms that provide coherence and power.
The idea is that group members should fear going beyond the group-approved forms and content, and the fear is of being singled out, stripped of status, and scapegoated, ridiculed, demonized. Such external control may be done with a light touch, ambiguously and deniably; but the message is transmitted nonetheless - and there are few who resist it and none who are unaware of the implications.
So fear is one reason; but also people just don't know how.
Some people are drawn to Romanticism, and are aware that indirect references to the Romantic are not enough - but instead only succeed in emoting. Instead of Romanticism there are just strong and merely-subjective feelings.
The truly Romantic must be transcendent, must embody the divinely creative - directly apprehended; whereas emotions and feelings as-such are merely animal responses to the environment or to inner body states. To rant and rave - to free associate or let-rip - is not of any transcendental value.
Thus the literature of the Beats, Hippies, Sixties Counterculture and New Age is almost wholly worthless from a truly Romantic perspective of written-expression. It may be based upon an accurate diagnosis of the problem, but is profoundly wrong in assuming that liberating the id or collective unconscious is a solution.
To try and suppress human consciousness, delete the self or ego; and assimilate to the un-conscious or 'liberate' the 'instinctive' is not to solve the problem of alienation of Men. It is merely to crave oblivion - to aspire to cease being a Man - to regress Man towards the animal.
It is easy to say what Not to do, to describe the pitfalls in various direction; but there is no formula for what to do instead - which is why it is so rarely achieved.
Nonetheless, the matter can be illustrated, and it has been illustrated in the Notion Club Papers. What happens at times through the accounts of the Notion Club; is that the conversation is able to escape from facetious joking, or mere description, and attain a truly Romantic level that transcends all the pitfalls. We are actually shown what this would be like.
The NCPs begin with the club responding to a story by Ramer - and for some pages the response is merely superficial - full of 'joshing' - mostly good natured, sometimes rather pointed. Some characters (such as Lowdham) adopt a cynical attitude, repeatedly trying to bring the conversation 'down to earth' in an irritating fashion.
It later emerges that this is a defensive posture by Lowdham who is (fearfully) attempting to hold-back an almost-overwhelmingly powerful Romanticism in himself; but at first he is the worst representative among an unserious tendency in the group.
At the other extreme is Jeremy, who is always earnest and never even tries to be witty; indeed he seems to be regarded as something of the butt of group (to be 'shot at' with barbed quips; as being younger, and seemingly more naively enthusiastic). Yet he is in reality the conscience of the Notion Club.
Jeremy goes on to say some of the most profound and important things in the NCPs; and (surprisingly) joins-up with the rambunctious Lowdham to make a complementary team; who whole-heartedly seek to experience the fullest possible Romantic contact with providence and the divine.
It takes several pages of merely scholarly and jocular talk; but the NCP discussion becomes more serious rather suddenly when Guildford says the word 'Incarnation' as his suggested 'method' for space (and indeed time) travel.
Although the intended meaning of the word incarnation is never given a wholly satisfactory explanation in the NCPs, it can be inferred from usage and context that what it partly means is a kind of reincarnation involving mind-to-mind connection - whereby a modern person has (or develops) the ability to experience events in the past that were experienced by his hereditary ancestors*.
Hereditary - but not by a genetic mechanism, but really more a matter of spiritual ancestry: the sharing of a spiritual orientation across (perhaps) very-many generations.
Specific heredity emerges later in the NCPs when Lowdham and Jeremy become - for a while - 'possessed' by former identities of men in Numenor during the lead-up-to and events of that lands cataclysmic (literally world changing) drowning.
They become able to speak the Numenorean languages, and re-enact some of the ancient events - and in doing so they apparently create a 'cannel' by which the actual Numenorean storm breaks-through into modern England to wreak considerable havoc.
This carefully-prepared direct mind-to-mind human connection - which has an implicitly general and providential aspect, never explained in the surviving fragments of the NCPs - is an actual expression of Romanticism in the text.
But in this early stage of the NCPs the main Romantic protagonist is Ramer; who has - it gradually emerges - succeeded in travelling both in space and time; but without any reference to either incarnation or reincarnation. Instead Ramer seems to have developed a way of attuning his mind to non-organic 'things' - such as a meteorite.
Ramer was eventually able to re-experience the 'life' of this meteorite from its remote origins buried in some remote celestial object, through its journey through space and the eventual burning entry through earth's atmosphere.
It seems that by Incarnation, Tolkien may intend also to include this implicit 'animism'; a living universe whereby there are no 'things' but only 'beings' - and whereby 'inorganic'/ mineral entities are possessed of memory and consciousness of a type.
This is an aspect of Romanticism that recalls the consciousness of ancient tribal Man and the early childhood of every Man; and it recurs whenever the perspective reaches its strongest expression.
Thus Ramer can commune-with (and participate-in the consciousness of) a rock; much as Lowdham is able to do with his remote Numenorean ancestor -- and also his more recent Anglo-Saxon ancestors of Mercia; which 'inheritance' is the posited mechanism by which he spontaneously knew this language.
(It seems, from multiple comments in his letters and private conversation, that this spontaneously knowledge of Mercian Old English also applied to Tolkien himself.)
(Note: There are many other examples of such 'animism' - communing with living, conscious realities in non-human animals, plants and minerals - all-through The Lord of the Rings.)
It is by this means of fiction - but fiction-presented-as-real - that JRR Tolkien was able to express True Romanticism. How he did this is ultimately a matter of genius - coming from the divine creativity innate in all Men to some degree; and Tolkien in this particular fashion.
If Tolkien had not himself regarded his fictions as really-real, and been writing from the heart; then there would have been nothing real for him to communicate.
But Tolkien also achieved this rare literary feat by his careful and rigorous techniques of framing the fictions in a quasi historical fashion (for the NCPs by means of the Foreword; in LotR by the Prologue and Appendices), of creating a fictive-sense of depth by reference to untold stories and hinted back-histories; and in the Notion Club Papers by a gradual ascent from the mundane chit-chat at the beginning to the fullness of sincere, unguarded, heart-felt Romantic interaction among club members in later passages.
*Note added: This may be implied by footnote 15 to part one, of the first draft, which provides a partial explanation with Guildford saying: "try reincarnation, or transcarnation without loss of memory." Transcarnation may imply that that the consciousness of one person can 'move' to another body - which would be functionally equivalent to a direct contact between two consciousnesses in different places.


